The WFE is the association of 52 regulated exchanges around the world. We develop and promote standards in markets.

Regulation

 

 

Documents internal to WFE members on regulation are found at WFE members' area.

Reports Available

• IOSCO - Principles on outsourcing of financial services for market intermediaries

  The IOSCO Technical Committee Standing Committee on the Regulation of Market Intermediaries (SC3) published for public consultation in August 2004 a Consultation Report on Principles on Outsourcing of Financial Services for Market Intermediaries.

• WFE letter to SEC on mutual recognition, June 2008

  WFE Regulation Committee Chairman R. Ketchum's letter to US SEC on their reform of rule 15-a6 and "mutual recognition" sent on June 16, 2008.