Day three

IOMA IOCA Annual Conference 
New York, 18-21 April 2010



Wednesday 21 April - Day 3

Welcome remarks
  • Robert Greifeld, CEO, NASDAQ OMX Group
Financial Services Reform
Industry leaders, together with regulators, will discuss the significance of potential regulation from an international angle.
  • Chair: William J. Brodsky, WFE Chairman
  • Theodore Lubke, Senior Vice President, Bank Supervision Group, Federal Reserve Bank of New York
  • Maria Velentza, Head of Unit G3 (Securities Markets) - DG Internal Market & Services, European Commission
  • Richard Ketchum, Chairman and CEO, FINRA
  • Elizabeth K. King, Associate Director, Division of Trading & Markets, US Securities and Exchange Commission (SEC)
Competing client constituencies
With many different types of firms interacting in the markets, what are the expectations and needs of exchanges if the OTC exchange environments were to be rebalanced.
  • Chair: John J. Lothian, President & CEO, John J. Lothian Company
  • Todd Hohman, Managing Director, Quant Vol Trading, Goldman Sachs
  • Mike Curcio, Executive Vice President, President, E*TRADE Securities
  • Martin Mannion, Chief Operating Officer, Citadel Execution Services
How exchanges and clearers have operated through the crisis
A review of how the regulatory, legal and rule structures of exchanges enabled them to stay open since mid-2007, unlike virtually any other market segment.
  • Chair:  Steven Sears, Senior Editor, Barron’s
  • Eric Noll, Executive Vice President, Transaction Services, NASDAQ OMX
Conference ends